Selected Publications

  • Funnel Accounts and Trade-Based Money Laundering (TBML) Red Flags Related to US Currency Restrictions in Mexico Issued by FinCEN in May 2014 and Implications for Suspicious Activity Reporting (SAR) Obligations, BSA/AML Generally and Other Companies that Want to Avoid Having Their Business Damaged by Their Customers TBML Activities, June 5, 2014
  • Cyber Security, Social Media Revenue Generation, Ownership of Internet Data and Internet Contracts,” July 1, 2013
  • Spinoffs,” January 6, 2012
  • “New Board Approval Requirements for Companies Wanting to Enter into Clearing-Exempted Swaps, June 10, 2011
  • Update on Systemically Important Financial Institutions (SIFIs), June 8, 2011
  • Implementing the Dodd-Frank Whistleblower Provisions A suggested Checklist, June 6, 2011
  • New Whistleblower Incentives at the SEC: Companies Libel for Actions reported after July 21, 2010 Advice on Best Practices for Companies under the Whistle blower Dodd-Frank provisions, November 4, 2010
  • UK Anti-Bribery Act Effective April 2011 Applies to any Company with a Business Presence in the UK, October 29, 2010
  • Life Settlements: Securities Law Regulatory Developments Update, July 2010
  • Rethinking Non-GAAP Financial Measures, March 2010
  • Reverse Stock Splits, March 2009
  • Advancement and Indemnification of Legal Fees to Directors and Officers in Light of Recent Case Law, December 2008
  • Recommendations for Companies Under New Mark-to-Market FAS 157 Accounting Developments in the Emergency Economic Stabilization Act of 2008 and in Recent Actions by the SEC and FASB, October 2008
  • Climate Change Disclosure Issues and Securities Law, September 2008
  • How Disclosure Needs to Comply with FAS 157 Fair Valuation and Mark-to-Market Accounting Requirements in 2008 Financial Statements, September 2008
  • Reorganizations, Bankruptcies, and Insolvencies of Counterparties: Preparing the Future Credit Default Swap Market Challenges, September 2008
  • What Every Banker and Company Counsel Should Know: How to Protect a Going Private Transaction at the Board Level Lessons from 2007 Case Law
  • Sponsored Spin-offs: Doing M&A Deals When Acquirers or Private Equity Funds Lack Financing by Cutting the Deals Financing Needs in Half
  • Emissions Trading What You Need to Know, August 2008
  • Overview of Recent Developments in Renewable Energy Industries, July 2008